Privacy Policy

Privacy Policy

Privacy Policy for Aduna Capital

Last Updated: November 10, 2025 

At Aduna Capital (“we,” “our,” “the Firm”), we value your privacy and are committed to protecting your personal and financial information. This Privacy Policy explains how we collect, use, and safeguard data when you visit our website, interact with our digital channels, or engage our advisory services.

1. Who We Are

Aduna Capital is a California-registered investment advisory (RIA) firm and a FINRA-registered entity headquartered in Norwalk, California. We provide venture advisory, wealth management, and investment services. Our compliance program, led by Chief Compliance Officer Alfonso Aduna, ensures that all data practices align with state and federal regulations, including the Gramm-Leach-Bliley Act (GLBA) and applicable SEC/FINRA privacy rules.


2. Information We Collect

We may collect personal and financial information through our website, contact forms, subscription tools, and client onboarding process.

Types of Information:

  • Personal Information: Name, email, phone number, mailing address.

  • Financial Information: Investment objectives, risk tolerance, account balances, and related financial data (only when voluntarily provided for advisory purposes).

  • Business Information: Company name, professional title, and business contact details (for founders, LPs, or investment partners).

  • Digital Information: IP address, browser type, referring URLs, device information, and activity logs (via analytics tools such as Google Analytics, Tag Manager, and cookies).


3. How We Use Your Information

We use collected information for legitimate business and compliance purposes, including:

  • Delivering personalized investment advisory and financial planning services.

  • Scheduling consultations, portfolio reviews, or pitch meetings.

  • Communicating updates, newsletters, or compliance notifications.

  • Enhancing website performance and improving user experience.

  • Meeting regulatory obligations, audits, and record-keeping requirements.


We do not sell or rent personal information to third parties for marketing purposes.


4. Cookies and Tracking Technologies

Our website may use cookies, pixels, and similar technologies to:

  • Analyze website traffic and performance.

  • Optimize digital experiences and content relevance.

  • Retarget visitors with informational or educational content (in compliance with advertising guidelines).

You can manage or disable cookies in your browser settings. Certain features may not function properly if cookies are disabled.


5. Data Sharing and Disclosure

We only share data under the following conditions:

  • Regulatory Compliance: To meet legal or reporting obligations (SEC, FINRA, or state authorities).

  • Service Providers: With vetted third-party vendors (e.g., IT, analytics, CRM, or compliance software) who adhere to confidentiality agreements.

  • Client Consent: When you authorize us to share your information with custodians, fund managers, or other financial institutions.

  • Legal Requirements: If required by law, subpoena, or regulatory investigation.

We do not disclose non-public personal information except as permitted by law.


6. Security and Data Protection

Aduna Capital implements physical, electronic, and procedural safeguards to protect your personal and financial information from unauthorized access, alteration, or misuse. Data transmission via the internet, however, may carry inherent risks; therefore, we encourage clients to use secure channels for sharing sensitive information.


7. Your Rights and Choices

You have the right to:

  • Request access, correction, or deletion of your personal data.

  • Withdraw consent to marketing communications.

  • Request a copy of this Privacy Policy or our full Regulation S-P disclosure upon request.


To exercise these rights, please email compliance@adunacapital.com.


8. Children’s Privacy

Our services are intended for adults. We do not knowingly collect or store information from children under the age of 13. If you believe such data has been provided, please contact us for immediate deletion.


9. Updates to This Policy

This Privacy Policy may be updated periodically to reflect regulatory changes or internal practice updates. Any revisions will be posted on this page with a new effective date.


10. Contact Information

If you have questions about this Privacy Policy or our data practices, contact us at:


Aduna Capital

Norwalk, California

Email: compliance@adunacapital.com

Attn: Chief Compliance Officer – Alfonso Aduna

Privacy Policy for Aduna Capital

Last Updated: November 10, 2025 

At Aduna Capital (“we,” “our,” “the Firm”), we value your privacy and are committed to protecting your personal and financial information. This Privacy Policy explains how we collect, use, and safeguard data when you visit our website, interact with our digital channels, or engage our advisory services.

1. Who We Are

Aduna Capital is a California-registered investment advisory (RIA) firm and a FINRA-registered entity headquartered in Norwalk, California. We provide venture advisory, wealth management, and investment services. Our compliance program, led by Chief Compliance Officer Alfonso Aduna, ensures that all data practices align with state and federal regulations, including the Gramm-Leach-Bliley Act (GLBA) and applicable SEC/FINRA privacy rules.


2. Information We Collect

We may collect personal and financial information through our website, contact forms, subscription tools, and client onboarding process.

Types of Information:

  • Personal Information: Name, email, phone number, mailing address.

  • Financial Information: Investment objectives, risk tolerance, account balances, and related financial data (only when voluntarily provided for advisory purposes).

  • Business Information: Company name, professional title, and business contact details (for founders, LPs, or investment partners).

  • Digital Information: IP address, browser type, referring URLs, device information, and activity logs (via analytics tools such as Google Analytics, Tag Manager, and cookies).


3. How We Use Your Information

We use collected information for legitimate business and compliance purposes, including:

  • Delivering personalized investment advisory and financial planning services.

  • Scheduling consultations, portfolio reviews, or pitch meetings.

  • Communicating updates, newsletters, or compliance notifications.

  • Enhancing website performance and improving user experience.

  • Meeting regulatory obligations, audits, and record-keeping requirements.


We do not sell or rent personal information to third parties for marketing purposes.


4. Cookies and Tracking Technologies

Our website may use cookies, pixels, and similar technologies to:

  • Analyze website traffic and performance.

  • Optimize digital experiences and content relevance.

  • Retarget visitors with informational or educational content (in compliance with advertising guidelines).

You can manage or disable cookies in your browser settings. Certain features may not function properly if cookies are disabled.


5. Data Sharing and Disclosure

We only share data under the following conditions:

  • Regulatory Compliance: To meet legal or reporting obligations (SEC, FINRA, or state authorities).

  • Service Providers: With vetted third-party vendors (e.g., IT, analytics, CRM, or compliance software) who adhere to confidentiality agreements.

  • Client Consent: When you authorize us to share your information with custodians, fund managers, or other financial institutions.

  • Legal Requirements: If required by law, subpoena, or regulatory investigation.

We do not disclose non-public personal information except as permitted by law.


6. Security and Data Protection

Aduna Capital implements physical, electronic, and procedural safeguards to protect your personal and financial information from unauthorized access, alteration, or misuse. Data transmission via the internet, however, may carry inherent risks; therefore, we encourage clients to use secure channels for sharing sensitive information.


7. Your Rights and Choices

You have the right to:

  • Request access, correction, or deletion of your personal data.

  • Withdraw consent to marketing communications.

  • Request a copy of this Privacy Policy or our full Regulation S-P disclosure upon request.


To exercise these rights, please email compliance@adunacapital.com.


8. Children’s Privacy

Our services are intended for adults. We do not knowingly collect or store information from children under the age of 13. If you believe such data has been provided, please contact us for immediate deletion.


9. Updates to This Policy

This Privacy Policy may be updated periodically to reflect regulatory changes or internal practice updates. Any revisions will be posted on this page with a new effective date.


10. Contact Information

If you have questions about this Privacy Policy or our data practices, contact us at:


Aduna Capital

Norwalk, California

Email: compliance@adunacapital.com

Attn: Chief Compliance Officer – Alfonso Aduna

Privacy Policy for Aduna Capital

Last Updated: November 10, 2025 

At Aduna Capital (“we,” “our,” “the Firm”), we value your privacy and are committed to protecting your personal and financial information. This Privacy Policy explains how we collect, use, and safeguard data when you visit our website, interact with our digital channels, or engage our advisory services.

1. Who We Are

Aduna Capital is a California-registered investment advisory (RIA) firm and a FINRA-registered entity headquartered in Norwalk, California. We provide venture advisory, wealth management, and investment services. Our compliance program, led by Chief Compliance Officer Alfonso Aduna, ensures that all data practices align with state and federal regulations, including the Gramm-Leach-Bliley Act (GLBA) and applicable SEC/FINRA privacy rules.


2. Information We Collect

We may collect personal and financial information through our website, contact forms, subscription tools, and client onboarding process.

Types of Information:

  • Personal Information: Name, email, phone number, mailing address.

  • Financial Information: Investment objectives, risk tolerance, account balances, and related financial data (only when voluntarily provided for advisory purposes).

  • Business Information: Company name, professional title, and business contact details (for founders, LPs, or investment partners).

  • Digital Information: IP address, browser type, referring URLs, device information, and activity logs (via analytics tools such as Google Analytics, Tag Manager, and cookies).


3. How We Use Your Information

We use collected information for legitimate business and compliance purposes, including:

  • Delivering personalized investment advisory and financial planning services.

  • Scheduling consultations, portfolio reviews, or pitch meetings.

  • Communicating updates, newsletters, or compliance notifications.

  • Enhancing website performance and improving user experience.

  • Meeting regulatory obligations, audits, and record-keeping requirements.


We do not sell or rent personal information to third parties for marketing purposes.


4. Cookies and Tracking Technologies

Our website may use cookies, pixels, and similar technologies to:

  • Analyze website traffic and performance.

  • Optimize digital experiences and content relevance.

  • Retarget visitors with informational or educational content (in compliance with advertising guidelines).

You can manage or disable cookies in your browser settings. Certain features may not function properly if cookies are disabled.


5. Data Sharing and Disclosure

We only share data under the following conditions:

  • Regulatory Compliance: To meet legal or reporting obligations (SEC, FINRA, or state authorities).

  • Service Providers: With vetted third-party vendors (e.g., IT, analytics, CRM, or compliance software) who adhere to confidentiality agreements.

  • Client Consent: When you authorize us to share your information with custodians, fund managers, or other financial institutions.

  • Legal Requirements: If required by law, subpoena, or regulatory investigation.

We do not disclose non-public personal information except as permitted by law.


6. Security and Data Protection

Aduna Capital implements physical, electronic, and procedural safeguards to protect your personal and financial information from unauthorized access, alteration, or misuse. Data transmission via the internet, however, may carry inherent risks; therefore, we encourage clients to use secure channels for sharing sensitive information.


7. Your Rights and Choices

You have the right to:

  • Request access, correction, or deletion of your personal data.

  • Withdraw consent to marketing communications.

  • Request a copy of this Privacy Policy or our full Regulation S-P disclosure upon request.


To exercise these rights, please email compliance@adunacapital.com.


8. Children’s Privacy

Our services are intended for adults. We do not knowingly collect or store information from children under the age of 13. If you believe such data has been provided, please contact us for immediate deletion.


9. Updates to This Policy

This Privacy Policy may be updated periodically to reflect regulatory changes or internal practice updates. Any revisions will be posted on this page with a new effective date.


10. Contact Information

If you have questions about this Privacy Policy or our data practices, contact us at:


Aduna Capital

Norwalk, California

Email: compliance@adunacapital.com

Attn: Chief Compliance Officer – Alfonso Aduna