Aduna Capital / Wealth Management
Shaping The Future
of Investment Services
Aduna Capital provides investment management services in which clients grant our firm the ability to utilize discretion in managing the Client’s investment account. Specifically, the client grants our firm full power to direct, manage, and change the investment and reinvestment of the assets in the account, the proceeds and any additions. Our authority over the client’s investments includes discretionary authority to purchase and sell securities for the client’s account, to submit aggregated trade orders for the client and others in order to obtain best execution, and to give instructions concerning these transactions to the qualified custodian with which the client’s account(s) are held. We are not required to first consult with the client before placing any specific order or obtain specific authorization from the client for each specific transaction. Aduna Capital receives discretionary authority from our clients through our Investment Management Agreement at the outset of our advisory relationship. We generally do not manage accounts on a non-discretionary basis.
Who We Are
Aduna Capital is a newly established investment adviser with 4.2 Million in assets under management. Clients may request more current information at any time by contacting our firm.
Aduna Capital provides investment management services to our clients. In connection with our investment management services, Aduna Capital provides advice with respect to a broad range of asset classes, including equities (common stocks and equivalents), mutual funds, exchange traded funds, fixed income instruments, and options. Our advice is generally limited to these types of investments, but we reserve the right to advise or not advise our clients on certain investments should we deem it appropriate based on their particular circumstances
As a registered investment adviser, we are a fiduciary to you, our client, meaning we have a fundamental obligation to act and provide investment advice that is in your best interest.
Aduna Capital’s advisory services are tailored to the needs of our clients based on their individual investment objectives, risk tolerance, cash or income needs, and any investment restrictions. Although Aduna Capital seeks to accommodate any reasonable investment restrictions or guidelines set by our clients, we may decline to accommodate certain investment restrictions that are incompatible with our firms’ investment philosophy or that may have an adverse effect on our ability to manage your account
Financial Advisory Firm
Provides Investment management services to our Clients / Members
Provides Investment management services to Independent Investment Advisors
Investment Management Services
No Performance Based Fees
Assets Based fee 1.5% to 2%
Quarterly asset based fee
Reserves Right to negotiate fee with client
We utilize various methods to reduce or offset short term capital gain tax liabilities before the end of the year. We plan ahead before starting any strategy in order to avoid common errors in tax loss harvesting.
No Opening Deposit Account Minimums
No investment deposit account minimums
$50 Monthly Deposit Minimum
Individual Investment Account
Trust Investment Accounts
Individual Retirement Accounts
Traditional IRA Account
Roth IRA Account
Joint Taxable Accounts
And more Investment Accounts
Deep Industry Knowledge
In order to make the best investment decisions, it's important to have an understanding of what is going on in the financial markets. We are experts in identifying and analyzing the direction of financial markets. We also have the expertise to help you make informed decisions on investments.
Years of Experience
We have invested more than 100 combined years of our careers in building a wealth of experience. This unique combination of skills has helped us design a personalized investment style that fits each client’s unique experience, skills, and needs.
In-house Research Teams
Our team is constantly monitoring the financial markets, so you can make informed decisions when it matters most. You can sleep tight, safe in the knowledge that your portfolio is being reviewed. Our team looks at the financial markets 24 hours a day to make recommendations when you need us.